Introduction. In the wake of significant market discussion, the CFTC has proposed an amendment to Part 37 of the Commission’s regulations to eliminate the practice of “post-trade name give-up” for swaps traded on certain swap execution facilities (SEF).

CFTC, Proposed Rule Stage, Post-Trade Name Give-Up on Swap Execution Facilities, 3038-AE79. CFTC, Proposed Rule Stage, Cross-Border Application of   Thus, there is still a great deal of work to be done given the ongoing anti-‐‑ Enforce CFTC rules on impartial access and eliminate post-‐‑trade name disclosure As the market for swaps grew up and modern risk-‐‑management tools  22 Dec 2019 The Commodity Futures Trading Commission proposed new rules The CFTC also proposed to ban post-trade name give-up practices for  Change official details about trademarks in the trade mark register with no cost or charge You must also tell IPO if you want to give up your rights to your trade mark or appoint a You'll be told by post once the register has been updated. The give-up functionality allows members to transfer transactions to other members. The take-up Clearing Member can only approve after the take-up participant The transaction duration has not expired (i.e. on T=trade date, T+1, T+2 and  (B) If you and we enter into a Transaction for “give-up” to a third party, the terms of ISDA Content use should be undertaken only after securing appropriate legal Banco Santander will not be required to provide a Pre-trade Mark for certain 

The American Bankers Association appreciates the opportunity to provide the Commodity Futures Trading Commission with comments on the Commission’s proposed rule relating to post-trade name give-up (PTNGU) on Commission-registered swap execution facilities (SEFs).

25 February 2020 | Markets Media | Trad-X, the platform for interest rate derivatives, launched the multi-lateral trading facility last month. Benchmark Reform:  20 Dec 2019 At the Commodity Futures Trading Commission open meeting on to prohibit post-trade name give-up for swaps executed anonymously on a  23 Mar 2015 of “name give-up” - where counterparty names are revealed after trade “ Specifically we are focused on post-trade anonymity [and average  12 Nov 2014 as “name give-up,” in which traders' identities are disclosed during post-trade processing, when they were intended to remain anonymous. 16 Jan 2019 Commissioner Berkowitz's dissent advocates for abolition of post-trade name give-up for cleared trades. It is argued that, since there is no  5 Jan 2015 Capital Markets Outlook: With more than a year of SEF trading up and still maintain post-trade order give-up," meaning that names of either  19 Dec 2019 Markets must speed up efforts to ditch Libor, warns watchdog; Brian Quintenz Regarding Proposed Rule: Post-Trade Name Give-Up on 

22 Dec 2019 The Commodity Futures Trading Commission proposed new rules The CFTC also proposed to ban post-trade name give-up practices for 

2 Mar 2020 1155 21st Street, N.W.. Washington, D.C. 20581. Re: Post-Trade Name Give-Up on Swap Execution Facilities; Proposed Rule– RIN 3038-AE79,  2 Jan 2020 Share A- A+ 100%. The CFTC is proposing a rule to prohibit ''post-trade name give-up'' practices related to trading on swap execution facilities.

A give up trade is usually done because a broker cannot place a trade for a client based on other workplace obligations or because the original broker is working on behalf of an interdealer broker or prime broker who has taken the order directly from his client and passed it on to the executing broker.

TRADING. POST CLOSE TRADE REPORTING. Equity Derivatives. Market Trade. Type. Trade Name. Dealing Capacity. Reporting. Model. (Single or. Dual) Performing a give-up by booking an Off Book trade and charging the counterparty. 25 February 2020 | Markets Media | Trad-X, the platform for interest rate derivatives, launched the multi-lateral trading facility last month. Benchmark Reform:  20 Dec 2019 At the Commodity Futures Trading Commission open meeting on to prohibit post-trade name give-up for swaps executed anonymously on a 

In the wake of significant market discussion, the CFTC has proposed an amendment to Part 37 of the Commission’s regulations to eliminate the practice of “post-trade name give-up” for

6 Nov 2018 The minimum threshold for swap activity required for reporting has been set by the Commodities Futures Trading Commission (CFTC). 31 Jul 2012 has worked to standardize foreign exchange trading documentation, provide a terms of the FX Transaction, after the give-up the executing dealer faces pre- trade mid-market mark to CPs would not provide any meaningful  31 Jan 2019 but details being debated this year as swaps trading rules are in flux-such as post-trade name give-up, the ability to trade via "any means of  11 Sep 2014 Launch of prime brokerage service opens currency trading platform to the buy- side; Post-trade name give-up enhances transparency and  23 Mar 2016 E.g. if the respondent were XXXX, the name of the reply form would be: Investment firm X trading on behalf of client A passes an order for the we do not need to report the trade with the executing broker if it is given up to the on which, in example 3, the OTC post-trade indicator ought not not popu-.

2 Mar 2020 Re: Post-Trade Name Give-Up on Swap Execution Facilities: Proposed Rule – RIN 3038-AE79. Download. Mr. Christopher Kirkpatrick. There is no post-trade name give-up, all execution remains completely anonymous. Block. Customers that need to execute and report trades of large notional, with  23 Jan 2020 He also anticipates ether futures trading on US markets in the near of CFTC's regulations to prohibit "post-trade name give-up" practices for  Annex 3: The Role of Name Give-Up Brokers. Annex 4: IDB's provide post- trade transparency in the form of saleable data in pretty much every asset class/  CFTC, Proposed Rule Stage, Post-Trade Name Give-Up on Swap Execution Facilities, 3038-AE79. CFTC, Proposed Rule Stage, Cross-Border Application of